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compliance manager

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Date Posted:
Sunday, 8 September 2019
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about the company

An exciting new venture is looking to hire an experienced compliance professional to build and implement a robust compliance programme to ensure their business is in adherence with MAS guidelines and regulations. The organisation offers a dynamic learning environment and great exposure into the inner workings of a start-up.

about the job

As a pioneer of the organisation, you would be working in tandem with senior management to set the tone in establishing strong governance and internal controls, as well as manage internal stakeholders and external regulatory relationships.

Your responsibilities include:

  • Performing stringent KYC and thorough due diligence checks on all new customers
  • Pro-actively support the business on all compliance matters and ensure the business is operating within the CMS license requirements
  • Act as the main liaison officer with MAS, and external and internal auditors or regulatory bodies
  • Draft compliance manuals and processes, as well prepare regular compliance reports to keep senior management updated on changes in regulations and impacts to the business
  • Conduct training on all compliance matters to management and staff

skills and experience required

  • Degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or audit
  • Minimum 6 years of relevant experience in compliance roles in established financial institutions
  • Compliance certification with a recognised institute is a bonus
  • Comprehensive knowledge of MAS regulations
  • Fluent Mandarin Chinese proficiency is necessary to liaise with stakeholders based in China who predominantly speak Mandarin Chinese
  • Ability to take initiative and act independently, and thrive in an entrepreneurial environment

To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <65106574>.
(EA: 94C3609/ <R1655148>)