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job details

summary

    job details

    about the company
    Our Client is an established Private Bank with global footprints.

    about the job

    • Perform 1st level of controls
    • Take charge of the ICS and RCSA relating to the business
    • Provide advice, design and perform controls on the Bank’s sales, advisory process as well as
      pricing and suitability related controls
    • Provide advice, design and perform controls on the Bank’s cross border requirements
    • Provide advice, design and perform controls on best execution and market abuse monthly checks
    • Be the 1st point of contact for the business on risk and compliance topics
    • Support the design, development and implementation of projects and procedures related to the
      Business
    • Incidents handling including complaints, data breaches, etc.


    skills and experience required

    • >6 years of experience in a surveillance role
    • Quality assurance in trading desk surveillance compliance related function is preferred
    • Knowledge of the relevant MAS regulations
    • Good interpersonal skills
    • Capable of working with cross functional and senior stakeholder
    • Sense of accountability, good time management and ability to meet tight deadlines

    To apply online please use the 'apply' function, alternatively you may contact Charlene Lin at 65106527.
    (EA: 94C3609/ R21100955)

    Applicants must be fully vaccinated or have a valid exemption in accordance with MOM’s regulations to allow them to enter the workplace. Applicants may be required to share verifiable COVID-19 vaccination documents or proof of a valid exemption at the point of offer. Randstad Pte. Limited and/or the Client reserves the right to withdraw an offer if the applicant fails to provide verifiable COVID-19 vaccination and/or proof of exemption documents.

    about the company
    Our Client is an established Private Bank with global footprints.

    about the job

    • Perform 1st level of controls
    • Take charge of the ICS and RCSA relating to the business
    • Provide advice, design and perform controls on the Bank’s sales, advisory process as well as
      pricing and suitability related controls
    • Provide advice, design and perform controls on the Bank’s cross border requirements
    • Provide advice, design and perform controls on best execution and market abuse monthly checks
    • Be the 1st point of contact for the business on risk and compliance topics
    • Support the design, development and implementation of projects and procedures related to the
      Business
    • Incidents handling including complaints, data breaches, etc.


    skills and experience required

    • >6 years of experience in a surveillance role
    • Quality assurance in trading desk surveillance compliance related function is preferred
    • Knowledge of the relevant MAS regulations
    • Good interpersonal skills
    • Capable of working with cross functional and senior stakeholder
    • Sense of accountability, good time management and ability to meet tight deadlines

    To apply online please use the 'apply' function, alternatively you may contact Charlene Lin at 65106527.
    (EA: 94C3609/ R21100955)

    Applicants must be fully vaccinated or have a valid exemption in accordance with MOM’s regulations to allow them to enter the workplace. Applicants may be required to share verifiable COVID-19 vaccination documents or proof of a valid exemption at the point of offer. Randstad Pte. Limited and/or the Client reserves the right to withdraw an offer if the applicant fails to provide verifiable COVID-19 vaccination and/or proof of exemption documents.