about the company
Our Client is an established Private Bank with global footprints.
about the job
- Perform 1st level of controls
- Take charge of the ICS and RCSA relating to the business
- Provide advice, design and perform controls on the Bank’s sales, advisory process as well as
pricing and suitability related controls - Provide advice, design and perform controls on the Bank’s cross border requirements
- Provide advice, design and perform controls on best execution and market abuse monthly checks
- Be the 1st point of contact for the business on risk and compliance topics
- Support the design, development and implementation of projects and procedures related to the
Business - Incidents handling including complaints, data breaches, etc.
skills and experience required
- >6 years of experience in a surveillance role
- Quality assurance in trading desk surveillance compliance related function is preferred
- Knowledge of the relevant MAS regulations
- Good interpersonal skills
- Capable of working with cross functional and senior stakeholder
- Sense of accountability, good time management and ability to meet tight deadlines
To apply online please use the 'apply' function, alternatively you may contact Charlene Lin at 65106527.
(EA: 94C3609/ R21100955)
Applicants must be fully vaccinated or have a valid exemption in accordance with MOM’s regulations to allow them to enter the workplace. Applicants may be required to share verifiable COVID-19 vaccination documents or proof of a valid exemption at the point of offer. Randstad Pte. Limited and/or the Client reserves the right to withdraw an offer if the applicant fails to provide verifiable COVID-19 vaccination and/or proof of exemption documents.
about the company
Our Client is an established Private Bank with global footprints.
about the job
- Perform 1st level of controls
- Take charge of the ICS and RCSA relating to the business
- Provide advice, design and perform controls on the Bank’s sales, advisory process as well as
pricing and suitability related controls - Provide advice, design and perform controls on the Bank’s cross border requirements
- Provide advice, design and perform controls on best execution and market abuse monthly checks
- Be the 1st point of contact for the business on risk and compliance topics
- Support the design, development and implementation of projects and procedures related to the
Business - Incidents handling including complaints, data breaches, etc.
skills and experience required
- >6 years of experience in a surveillance role
- Quality assurance in trading desk surveillance compliance related function is preferred
- Knowledge of the relevant MAS regulations
- Good interpersonal skills
- Capable of working with cross functional and senior stakeholder
- Sense of accountability, good time management and ability to meet tight deadlines
To apply online please use the 'apply' function, alternatively you may contact Charlene Lin at 65106527.
(EA: 94C3609/ R21100955)
Applicants must be fully vaccinated or have a valid exemption in accordance with MOM’s regulations to allow them to enter the workplace. Applicants may be required to share verifiable COVID-19 vaccination documents or proof of a valid exemption at the point of offer. Randstad Pte. Limited and/or the Client reserves the right to withdraw an offer if the applicant fails to provide verifiable COVID-19 vaccination and/or proof of exemption documents.