communication surveillance specialist in Singapore

sophia tan, randstad
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job details

banking & financial services
job type
working hours
reference number
sophia tan, randstad
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job description

Our client is looking for a Communication Surveillance Specialist in private banking to join their team!

About the company

Our client is an established private bank with excellent growth plans in place. With a culture of excellence, they promote growth opportunities for their employees and believe that people are their strongest asset.

About the job

As a Communication Surveillance Specialist, you will work very closely with the Front Line team to ensure communication and documentations adhered to regulatory requirements. Your role requires providing analytical and administrative support to the team in both Singapore and Hong Kong according to each country’s regulatory guidelines, cross-border activities and Investment suitability criteria. Other responsibilities will include:

  • To act as an education utility to remind Front Line Staffs of the requirements when reviewing requisite callbacks/voice log to client
  • Gather and submit findings to risk management team
  • Evaluate and improve existing controls, including putting new controls in place as well as coordinate remediation of control results
  • Keep abreast of regulatory requirements and trends
  • Identify the impact of the behavior or issue, and escalate to the business as and when needed

Skills and experience required

  • Bachelor’s degree or diploma in Banking and Finance or similar fields
  • Minimum 2 years of experience in middle office/ compliance
  • Ability to work in a culturally diverse team
  • Analytical with clear communicator
  • Proficient in basic Microsoft applications

To apply online please use the 'apply' function, alternatively you may contact Sophia Tan at 6510 6521.
(EA: 94C3609/ R1980830)


no additional skills required


no additional qualifications required

educational requirements

Bachelor Degree