communication surveillance specialist in Singapore

posted
contact
sophia tan, randstad
job type
contract
apply now

job details

posted
location
singapore
specialism
banking & financial services
job type
contract
working hours
Full-Time
reference number
91M0129312_1549589498
contact
sophia tan, randstad
apply now

job description

Our client is looking for a Communication Surveillance Specialist in private banking to join their team!

About the company

Our client is an established private bank with excellent growth plans in place. With a culture of excellence, they promote growth opportunities for their employees and believe that people are their strongest asset.

About the job

As a Communication Surveillance Specialist, you will work very closely with the Front Line team to ensure communication and documentations adhered to regulatory requirements. Your role requires providing analytical and administrative support to the team in both Singapore and Hong Kong according to each country’s regulatory guidelines, cross-border activities and Investment suitability criteria. Other responsibilities will include:

  • To act as an education utility to remind Front Line Staffs of the requirements when reviewing requisite callbacks/voice log to client
  • Gather and submit findings to risk management team
  • Evaluate and improve existing controls, including putting new controls in place as well as coordinate remediation of control results
  • Keep abreast of regulatory requirements and trends
  • Identify the impact of the behavior or issue, and escalate to the business as and when needed

Skills and experience required

  • Bachelor’s degree or diploma in Banking and Finance or similar fields
  • Minimum 2 years of experience in middle office/ compliance
  • Ability to work in a culturally diverse team
  • Analytical with clear communicator
  • Proficient in basic Microsoft applications

To apply online please use the 'apply' function, alternatively you may contact Sophia Tan at 6510 6521.
(EA: 94C3609/ R1980830)



skills

no additional skills required

qualification

no additional qualifications required

educational requirements

Bachelor Degree