compliance, asset management in Singapore

daniella koh, randstad
job type

job details

asset management
job type
working hours
reference number
daniella koh, randstad
add to saved jobs print

job description

about the company

Our client is a global asset manager with a dynamic and challenging work environment, and a fast-growing international footprint. They are looking to hire for their compliance team to assist the business in operating in adherence to local regulations as well as head office policies.

about the job

Your role responsibilities include:

  • Continually enhancing the compliance framework and assisting with regulatory and compliance matters with respect to local as well as global operations
  • Liaison engagement with MAS and other regulatory bodies, as well as facilitating internal and external audits
  • Performing on-boarding functions and ongoing monitoring of AML, KYC, CDD and EDD etc.
  • Assisting with matters related to reviewing of employee compliance, gift & entertainment requests, compliance testing etc.
  • Ensure policies and manuals are regularly updated to be aligned with the latest regulatory requirements to minimise risk of any breach
  • Preparing periodic reports to regulatory bodies and senior management.
  • Conducting training on compliance matters for all staff

skills and experience required

  • Degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or audit
  • Minimum 4 years of relevant experience in Compliance roles within Asset/ Investment Management
  • Comprehensive knowledge of Capital Market Service (CMS) License requirements governing Fund Management activities
  • Excellent communication and interpersonal skills; self-starter

To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <98237297>.
(EA: 94C3609/ <R1655148>)


no additional skills required


no additional qualifications required

educational requirements

Bachelor Degree