compliance manager, fintech in Singapore

posted
contact
daniella koh, randstad
job type
permanent

job details

posted
location
singapore
specialism
asset management
job type
permanent
working hours
Full-Time
reference number
91M0144578_1587379458
contact
daniella koh, randstad
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job description

about the company

Our client is a Fintech with strong plans for expansion and growth. They are on the look out for an experienced compliance professional to assist in tightening of existing compliance controls as well as ensuring the business is in adherence with MAS guidelines and regulations.

about the job

Partnering closely with senior management and internal stakeholders, your role is to:

  • Advise and support the business on all compliance matters and ensure the business is in alignment with license requirements
  • Act as the liaison officer with MAS and regulatory bodies, as well as facilitate internal and external audits
  • Work with technology and product teams in assessing and mitigating technology risk and regulatory risks
  • Carry out risk assessments as well as a robust compliance monitoring programme on a periodic basis
  • Prepare and submit timely reports
  • Conduct training for all compliance matters to management and staff


skills and experience required

  • Degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or audit
  • Minimum 7 years of relevant experience in compliance roles in established financial institutions
  • Familiarity with Financial Advisors Act (FAA)


To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <65106574>.
(EA: 94C3609/ <R1655148>)

skills

no additional skills required

qualification

no additional qualifications required

educational requirements

Bachelor Degree