compliance officer (fintech) in Singapore

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job details

banking & financial services
job type
working hours
reference number
daniella koh, randstad
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job description

about the company

Our client is a customer-focused fintech which aims to revolutionize the way people save and invest. A stable entity with strong funding, they are on the lookout for an experienced compliance officer to ensure that the business is aligned with relevant laws, policies and procedures. You can expect to work with a diverse, international workforce led by talented and respectable senior management team.

about the job

You will play a vital role in ensuring all compliance controls are in accordance with local regulations.

  • Help to design and implement a robust and efficient compliance framework in accordance with local regulations and policies
  • Act as the liaison officer for all compliance-related matters for management, external authorities and all stakeholders of the business
  • Support and advise the business specifically in the operation of a fund management function
  • Assess the impact of new and change in policies on the organisation and its clients
  • Perform stringent due diligence and KYC on new clients
  • Prepare and present reports to management, outlining weaknesses and providing follow-up solutions

skills and experience required

  • Bachelors Degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or audit
  • Minimum 5 years of relevant experience within Compliance roles ideally within another fund manager
  • Strong understanding of the local regulatory regime. Prior experience in AML, data privacy as well as knowledge applying for CMS license would be a bonus
  • Independent, self-starter with excellent stakeholder management

To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <65106574>.
(EA: 94C3609/ <R1655148> )


no additional skills required


no additional qualifications required

educational requirements

Bachelor Degree