compliance officer - foreign bank (contract) in Singapore

lynda tan, randstad
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banking & financial services
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lynda tan, randstad
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job description

about the company

Established for over 100 years, the Client is a leading Foreign Bank offering full suite of banking services to customers worldwide. They believe in grooming their employees to become the best at what they do, and offer internal mobility opportunities.

about the role

  • Support the Markets Compliance team with communication and trade surveillance, personal account dealing, compliance projects etc
  • Review and investigate voice communications from sales and trading staff
  • Review daily alerts for electronic communications monitoring including emails, internal and external chat platforms to monitor for potential market manipulation activities and other breaches of regulations or internal policies
  • Review and investigate trade surveillance alerts
  • Support the Market Compliance team on daily alert closure and escalating cases for further review where necessary
  • Provide support in the review of communication surveillance scenarios
  • Perform Employee Trading / Personal Account Dealing controls
  • Participate in Compliance related projects including system testing

skills & experience required

  • Minimum Degree
  • Prior Compliance experience is an added advantage
  • Familiarity with market abuse and manipulation topics, market regulations, trading of Capital Market products is a plus
  • Organised and analytical
  • Good writing and communications skills

If you would like to find out more about this role, please click apply below. Alternatively please contact Lynda Tan at 6510 7413.

EA: 94C3609 / R1223887


no additional skills required


no additional qualifications required

educational requirements

Bachelor Degree