We are representing a Capital Market licensee in search of a Compliance Officer. about the job
- Responsible for reviewing risk assessments and conducting periodic review on the firm's clients.
- Carry out reviews in accordance with the firm's Compliance policies and industry's best practices.
- Keep abreast of regulatory developments and changes in the Anti-Money Laundering and Compliance frameworks.
- Provide advisory support to Front Office and other internal stakeholders on AML/CFT matters.
- Provide support/ participate in any compliance or ad-hoc initiatives and projects assigned.
skills and experience required
- Bachelor's Degree.
- Minimum 2 years of experience of relevant experience in a CMS licensed firm.
- A proactive team player who displays strong communication skills.
To apply online please use the 'apply' function, alternatively you may contact Stella at stella.tanxq'@'randstad.com.sg (EA: 94C3609/ R22106517)