compliance surveillance officer in Singapore

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job details

job category
banking & financial services
job type
reference number
daniella koh, randstad
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job description

about the company

This Bank has an outstanding international reputation in its field and great emphasis is placed on growth and innovation. This prestigious brand observes high standards of business conduct and is seeking an experience Surveillance compliance professional to be responsible for conducting trade and communications surveillance.

about the job

The role will be to support in all surveillance-related matters.

You will be required to:

  • Possess a strong investigative background and mindset and have knowledge of financial market products as well as relevant securities laws.
  • Exercise sound judgment and be accountable in ensuring cases are adequately managed in accordance with the operational level of agreement.
  • Conduct investigations and escalate sensitive matters when necessary, and take appropriate recourse.
  • Evaluate the efficiency of the trade and e-communications surveillance process and provide advisory to the business
  • Actively engage with internal and external stakeholders, as well as management and other necessary partners

skills and experience required

  • Bachelor's degree from a respected and recognised institution
  • Min 5 years of relevant experience within the financial services industry
  • Excellent communication skills
  • Understanding of local regulations and AML typologies
  • Enthusiastic team player with the maturity to work independently

To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <65106574>.
(EA: 94C3609/ <R1655148> )