head of compliance in Singapore

daniella koh, randstad
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asset management
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daniella koh, randstad
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job description

about the company

A global investment platform is looking to hire an experienced compliance professional to help build and establish a robust compliance programme to ensure their business is in adherence with MAS guidelines and regulations. The organisation offers a dynamic learning environment and great exposure into the inner workings of a start-up. Employees have the chance to make a real and measurable impact on a growing business.

about the job

Your responsibilities will be to:

  • Provide sound, coherent and commercially minded compliance advice and support on all matters relating to the organisation’s set-up as well as daily operations
  • Build strong regulatory relationships with MAS and other regulatory bodies in championing the adoption of best industry standards
  • Review and provide recommendations on the compliance aspects and considerations for the development and deployment of new products and services as well as any key business initiatives
  • Draft compliance manuals and processes, as well prepare regular compliance reports to keep senior management updated on changes in regulations and impacts to the business
  • Advise on the impact of laws, regulations and codes on current or proposed business activities

skills and experience required

  • Degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services
  • Minimum 8 years of relevant experience in compliance roles, ideally from a capital markets environment
  • Good understanding of MAS Notices and Securities and Futures Act (SFA), as well as requirements under the Capital Market License (CMS) regime
  • Ability to take initiative and act independently, and thrive in an entrepreneurial environment

To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <98237297>.
(EA: 94C3609/ <R1655148>)


no additional skills required


no additional qualifications required

educational requirements

Bachelor Degree