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investment compliance manager.

job details

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    job details

    About the company
    An opportunity to be reporting directly to the CRO, with our client who is a well established life insurance company.

    About the job
    You will be responsible for end-to-end investment compliance matters, conducting monitoring and surveillance, maintaining internal investment standards and policies, and compliance records, registers and files. You will be responsible for clearing of trades, reviewing of matching adjustment portfolio, working with internal and external stakeholders on new regulations and industry developments relating to funds. You will also coordinate the annual review of KRI.

    Skills and experience required
    Degree in Banking and Finance, or in any related discipline with at least 5 years of investment compliance experience in the insurance/asset management industry. In order to succeed, you should possess good analytical skills and excellent communication skills, with the ability to influence stakeholders.

    To apply online please use the 'apply' function, alternatively you may contact Lynette Lim at +65 6510 1365.
    (EA: 94C3609/ R1435181 )

    Applicants must be fully vaccinated or have a valid exemption in accordance with MOM’s regulations to allow them to enter the workplace. Applicants may be required to share verifiable COVID-19 vaccination documents or proof of a valid exemption at the point of offer. Randstad Pte. Limited and/or the Client reserves the right to withdraw an offer if the applicant fails to provide verifiable COVID-19 vaccination and/or proof of exemption documents.

    About the company
    An opportunity to be reporting directly to the CRO, with our client who is a well established life insurance company.

    About the job
    You will be responsible for end-to-end investment compliance matters, conducting monitoring and surveillance, maintaining internal investment standards and policies, and compliance records, registers and files. You will be responsible for clearing of trades, reviewing of matching adjustment portfolio, working with internal and external stakeholders on new regulations and industry developments relating to funds. You will also coordinate the annual review of KRI.

    Skills and experience required
    Degree in Banking and Finance, or in any related discipline with at least 5 years of investment compliance experience in the insurance/asset management industry. In order to succeed, you should possess good analytical skills and excellent communication skills, with the ability to influence stakeholders.

    To apply online please use the 'apply' function, alternatively you may contact Lynette Lim at +65 6510 1365.
    (EA: 94C3609/ R1435181 )

    Applicants must be fully vaccinated or have a valid exemption in accordance with MOM’s regulations to allow them to enter the workplace. Applicants may be required to share verifiable COVID-19 vaccination documents or proof of a valid exemption at the point of offer. Randstad Pte. Limited and/or the Client reserves the right to withdraw an offer if the applicant fails to provide verifiable COVID-19 vaccination and/or proof of exemption documents.