investment compliance in Singapore

posted
contact
daniella koh, randstad
job type
permanent

job details

posted
location
singapore
specialism
asset management
job type
permanent
working hours
Full-Time
reference number
91M0148724_1600331359
contact
daniella koh, randstad
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job description

about the company

This leading asset manager has a far-reaching presence and is a market leader in their field. They are hiring for an investment compliance professional to join their well established team.

about the job

You would be responsible for a range of business critical tasks, including but not limited to:

  • Establish investment compliance and monitoring controls by conducting pre- and post-trade monitoring
  • Coding and testing of compliance restrictions in Charles River system
  • Conduct market surveillance of trades for potential market abuses and insider trading, as well as suspicious short/long term patterns.
  • Advising front office on compliance-related matters
  • Develop, enhance and implement an effective trade and communication surveillance programme
  • Draft and prepare reports for senior management


skills and experience required

  • Bachelor's degree with relevant experience in Banking, Audit, Risk or Compliance
  • Minimum 6 years of relevant investment compliance / portfolio compliance or operations or trading experience ideally within an asset management environment
  • Strong understanding of asset classes, including FX, rates, equities, and associated derivatives, with an understanding of the risks and exposures of these products
  • Knowledge of Order Management System (OMS) and Execution Management System (EMS)
  • Detail-oriented, possess good analytical and communication skills



To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <65106574>.
(EA: 94C3609/ <R1655148>)


skills

no additional skills required

qualification

no additional qualifications required

educational requirements

Bachelor Degree