investment risk officer - private bank (contract) in Singapore

posted
contact
sophia tan, randstad
job type
permanent
salary
S$ 5,000 - S$ 6,500 per month

job details

posted
location
singapore
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
S$ 5,000 - S$ 6,500 per month
reference number
91M0148732_1600395505
contact
sophia tan, randstad
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job description

about the company
Our client is reputable Private Bank with a global presence.

about the job
As an Investment Risk Officer, you will be responsible for monitoring and assessing the risks and suitability of
the investments in client’s portfolio, both in relation to the client’s risk profile and the regulatory
requirements. Your job duties include, but not limited to:

  • To monitor pre and post trade suitability of investments, sales process
  • Review the sales processes adopted by Front Office and ensure that all activties adhere to compliance and internal policies
  • Handle sales process and system related enquiries from Front Office
  • To assist in the compilation of monthly management reporting and ad hoc regulatory reporting
  • Escalate suspicious cases and conduct ad-hoc investigations as required
  • Participate in UAT Testing and projects

skills and experience required

  • Bachelor Degree in Finance, Accounting, Business or a related
  • At least 3 years of relevant experience within the financial services sector, preferbly within suitability monitoring / control function
  • Sound knowledge of financial products will be an added advantage
  • Strong communication and interpersonal skills

To apply online please use the 'apply' function, alternatively you may contact Sophia Tan at +65 6510 6521.
(EA: 94C3609/ R1980830)

skills

no additional skills required

qualification

no additional qualifications required

educational requirements

Bachelor Degree