market compliance vp in Singapore

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job details

posted
location
singapore
specialism
banking & financial services
job type
permanent
reference number
90M0345153_1527848489
contact
daniella koh, randstad
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job description

about the company

A leading foreign bank is seeking a market compliance specialist to support their investment banking business. As a key member of the compliance advisory team, your role is to implement and monitor financial market compliance frameworks in accordance with local regulations and effectively manage its compliance risk.

about the job

Your scope of duties will include:

  • Being the point of contact for all regulatory queries relating to the financial market business
  • Identifying, anticipating and assessing actual and potential compliance risks and ensuring adequate controls are in place to mitigate these risks
  • Working closely with the business in implementation of compliance procedures of the financial market business
  • Developing and carrying out compliance training for all staff members to ensure the highest standard of compliance within the entire business


skills and experience required

  • Degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or audit
  • Minimum 5 years of relevant compliance experience ideally from another investment banking/ financial markets background, advisory experience is necessary
  • Excellent stakeholder management and communication skills



To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <65106574>.
(EA: 94C3609/ <R1655148> )



skills

compliance, regulatory, MAS, advisory, investment banking, FICC, fixed income, FX, commodities, conflicts of interest, outside business dealings, trade surveillance, communication surveillance

qualification

-

educational requirements

Bachelor Degree