markets compliance avp in Singapore

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job details

banking & financial services
job type
reference number
daniella koh, randstad
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job description

about the company

My client is a leading Investment Bank looking to expand their compliance team to support and service their burgeoning business. As a key member of the compliance advisory team, your role is to implement and monitor financial market compliance frameworks in accordance with local regulations and effectively manage its compliance risk.

about the job

Your scope of duties will include:

  • Being the point of contact for all regulatory queries relating to Financial Markets business
  • Identifying, anticipating and assessing actual and potential compliance risks and ensure adequate controls are in place to mitigate these risks
  • Work closely with the business in implementation of compliance procedures of the investment banking business
  • Implementing and updating compliance manuals as and when new regulatory updates are made
  • Developing and carrying out compliance training for all staff members to ensure the highest standard of compliance within the entire business

skills and experience required

  • Degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or audit
  • Minimum 4 years of relevant experience in Compliance roles, ideally from another investment banking background
  • Excellent communication skills and stakeholder management

To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <65106574>.
(EA: 94C3609/ <R1655148> )


markets compliance, regulatory advisory, surveillance, investment banking, sales and traders, fixed income, FX, currency, commodities



educational requirements

Bachelor Degree