markets compliance officer - global bank (contract) in Singapore

lynda tan, randstad
job type
apply now

job details

banking & financial services
job type
working hours
reference number
lynda tan, randstad
apply now

job description

Review and investigate voice communications from sales and trading staff

about the company

Established for over 100 years, the Client is a leading Foreign Bank offering full suite of banking services to customers worldwide. They believe in grooming their employees to become the best at what they do, and offer internal mobility opportunities.

about the role

  • Review and investigate voice communications from sales and trading staff
  • Review daily alerts for electronic communications monitoring including emails, internal and external chat platforms to monitor for potential market manipulation activities and other breaches of regulations or internal policies
  • Support the Market Compliance team on daily alert closure and escalating cases for further review where necessary
  • Provide recommendations where appropriate
  • Assist in reviewing the communications surveillance scenarios as well as with additional ad-hoc projects and tasks.

skills & experience required

  • Minimum Diploma
  • Prior Communications or Trade Surveillance experience an added advantage
  • Experience with communications surveillance platforms like Symantec DLP, Bloomberg Vault etc
  • Familiar with market abuses and manipulation topics, market regulations, trading of FICC products
  • Organised and analytical
  • Good writing and communications skills

If you would like to find out more about this role, please click apply below. Alternatively please contact Lynda Tan at 6510 7413.

EA: 94C3609 / R1223887


no additional skills required


no additional qualifications required

educational requirements

Associate Degree/Diploma