regulatory compliance associate/ avp, bank in Singapore

daniella koh, randstad
job type

job details

banking & financial services
job type
working hours
reference number
daniella koh, randstad

job description

Multiple regulatory compliance positions opened within well established Wholesale Banks.

about the company

Multiple regulatory compliance positions open:

Our clients are Wholesale Banks with consistent track records in Corporate Banking. They are looking for experienced compliance professionals to ensure the business adheres to regulatory guidelines and provide independent escalation to senior management team.

These positions sit within well-established, close knitted teams and report to the Country Head of Compliance. You can expect to work with seasoned industry professionals, a diverse workforce and gain exposure to the full suite of compliance duties.

about the job

  • Ensure the business complies with all relevant policies and procedures, from a group as well as local perspective
  • Advise the business on all relevant policies and procedures (Banking Act, SFA, FAA) as well as new and revised rules and regulations as per MAS
  • Act as the liaison officer with MAS on registration of representatives and licensing requirements, reports, questionnaires
  • Identify compliance risks and ensure risks are managed as well as prepare reports to keep senior management abreast of regulatory changes and landscape
  • Participate in regional or global initiatives if any
  • Conduct bank-wide training to all staff to promote a compliant culture and keep them informed of regulations that impact their functions

skills and experience required

  • Bachelor degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or audit (experience from big 4 audit firms are highly welcomed)
  • Minimum 4 years of relevant experience in compliance roles within banking
  • Sound understanding of the regulatory landscape and relevant laws and regulations (Banking Act, SFA, FAA)
  • Excellent interpersonal and communication skills; able to articulate well and work with senior stakeholders

To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <65106574>.
(EA: 94C3609/ <R1655148>)


no additional skills required


no additional qualifications required

educational requirements

Bachelor Degree