about the company
Our Client is an established Wholesale Bank hiring for a regulatory compliance AVP. You can expect to work with seasoned and well-respected industry professionals, a diverse workforce and enjoy broad learning exposure.
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about the job
- Ensure the business complies with all relevant policies and procedures, from a group as well as local perspective
- Support the business on all relevant policies and notices (Banking Act, Securities Futures Act (SFA), Financial Advisors Act (FAA)) as well as new and revised rules and regulations as per MAS
- Support in compliance testing and gap analysis to ensure the buseinss is operating in compliance with relevant rules and regulations
- Identify compliance risks and ensure risks are managed as well as prepare reports to keep senior management abreast of material impact
- Participate in regional or global initiatives if any
skills and experience required
- Degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or audit
- 6-10 years of relevant experience in regulatory compliance and audit within a Banking environment
- Sound understanding of the regulatory landscape and relevant laws and regulations (Banking Act, SFA, FAA)
- Excellent interpersonal and communication skills; able to articulate well and work with senior stakeholders
To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )