regulatory compliance officer - private bank (contract) in Singapore

posted
contact
lynda tan, randstad
job type
contract
apply now

job details

posted
location
singapore
specialism
banking & financial services
job type
contract
working hours
Full-Time
reference number
91M0132113_1554080773
contact
lynda tan, randstad
apply now

job description

about the company
Established for over 70 years, the Client is a leading Private Bank offering full suite of banking services to their customers. They believe in grooming their employees to become the best at what they do, and offer internal mobility opportunities.


about the role

  • Provide regulatory compliance and administrative support to the Compliance department
  • Review marketing materials as well as assess suitability of investment products
  • Assess regulatory requirements to ensure compliance risks are identified, reported and tracked
  • Review and update Compliance manual
  • Draft new manuals, policies and procedures whenever there are new regulatory requirements and/or business changes
  • Keep Business Units updated on regulatory requirements
  • Keep abreast of updates to regulations, as well as drive the implementation of these new regulatory requirements
  • Provide training and advice to internal stakeholders
  • Perform the role of Secretariat in the Compliance Committee
  • Liaising with regulators and auditors

skills and experience required

  • Minimum Degree in a relevant discipline
  • At least 1 year of Regulatory Compliance related experience
  • Private Banking experience is an added advantage
  • Excellent communications and stakeholder management skills

If you would like to find out more about this role, please click apply below. Alternatively please contact Lynda Tan at 6510 7413.

EA: 94C3609 / R1223887



skills

no additional skills required

qualification

no additional qualifications required

educational requirements

Bachelor Degree