regulatory compliance specialist - corporate bank (contract) in Singapore

posted
contact
lynda tan, randstad
job type
contract
apply now

job details

posted
location
singapore
specialism
banking & financial services
job type
contract
working hours
Full-Time
experience
5 years
reference number
91M0130486_1550527636
contact
lynda tan, randstad
apply now

job description

Provide regulatory compliance advice to Business Units

about the company
Established for over 70 years, the Client is a leading foreign bank offering full suite of banking services to customers worldwide. They believe in grooming their employees to become the best at what they do, and offer internal mobility opportunities.


about the role

  • Provide regulatory compliance advice to Business Units
  • Update Compliance manual
  • Keep abreast of updates to regulations, as well as drive the implementation of these new regulatory requirements
  • Perform control room controls, including wall crossing, personal account dealing and conflicts of interest review
  • Provide training relating to regulatory compliance topics
  • Perform Conflicts of interest mapping review
  • Undertake the Secretariat role in the Risk Committee
  • Liaise with regulators and auditors

skills and experience required

  • Minimum Degree in a relevant discipline
  • At least 5 years of Regulator Compliance experience, with demonstrated knowledge in laws, regulations, notices and guidelines relating to corporate banking activities
  • Understanding of the Banking act, Securities & Futures Act and Financial Advisers Act
  • Ability to form an independent documented assessment of local risk
  • Ability to develop and implement a risk based review/oversight plan
  • Strong stakeholder and influencing skills
  • Excellent communications skills

If you would like to find out more about this role, please click apply below. Alternatively please contact Lynda Tan at 6510 7413.

EA: 94C3609 / R1223887



skills

no additional skills required

qualification

no additional qualifications required

educational requirements

Bachelor Degree