regulatory compliance in Singapore

posted
contact
daniella koh, randstad
job type
permanent
apply now

job details

posted
location
singapore
specialism
banking & financial services
job type
permanent
working hours
Full-Time
reference number
91M0132057_1553827227
contact
daniella koh, randstad
apply now

job description

Our clients are Wholesale Banks with solid track records in Private Banking and Corporate Banking looking for experienced compliance professionals to ensure the business adheres to regulatory policies and provide independent escalation to senior management team.

about the company

Our clients are Wholesale Banks with solid track records in Private Banking and Corporate Banking respectively. They are looking for experienced compliance professionals to ensure the business adheres to regulatory policies and provide independent escalation to senior management team.

These positions sit within well-established, close knitted teams and report to the Head of Compliance. You can expect to work with seasoned and well-respected industry professionals, a diverse workforce and enjoy broad learning exposure.


about the job

Ensure the business complies with all relevant policies and procedures, from a group as well as local perspective

Perform thorough compliance assurance and review testing in accordance with pre-existing practices and methodologies

Identify compliance risks and ensure risks are managed as well as prepare reports to keep senior management abreast of regulatory changes and landscape

Advise the business on all relevant policies and procedures (Banking Act, SFA, FAA) as well as new and revised rules and regulations as per MAS

Act as the liaison officer with MAS on registration of representatives and licensing requirements, reports, questionnaires

Conduct regular bank-wide training to all staff to raise promote a compliant culture and keep them informed of new regulations


skills and experience required

  • Bachelor’s degree in accounting, business or finance from a recognised institution
  • Minimum 4 years of RELEVANT experience in regulatory compliance, general compliance, monitoring and testing or audit experience within the financial service industry
  • Comprehensive knowledge of business standards, regulatory changes and industry practices in a local context well local regulations pertaining to Banking Act, Securities and Futures Act and Financial Advisors Act


To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <65106574>.
(EA: 94C3609/ <R1655148>)





skills

no additional skills required

qualification

no additional qualifications required

educational requirements

Bachelor Degree