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sales audit executive (compliance).

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    job details
    about the companyOur client, one of the top leading independent financial advisory firm and offers a wide range of products such as Critical Illness, Health & Investment plans. about the jobIn this position as an Sales Audit Executive, you will be expected to conduct regular reviews on Advisers documents including KYC and ensure competence and compliance standards such as BSC framework and FAA are met. Your day to day duties will also include preparing and submitting reports to MAS and documenting all findings of reviews and other details are stated accordingly. Additionally, you will work closely with the Training & Competency team to recommend or conduct necessary training for individual Advisers and bridging the competency gaps, ensuring all gaps are identified and reviewed. skills and experience required
    • At least 2+ year of relevant experience in Insurance Sector, preferably with experience in Life Insurance sales, Compliance, Internal Audit or Competency
    • Highly analytical and eye for detail
    • Strong knowledge on BSC and FAA requirements and guidelines
    • Insurance certifications such as CMFAS Module 5, 8, 8A, 9, 9A and Certificate in Health Insurance highly preferred
    If the above position interests you, kindly click on the appropriate link to apply for this role.

    EA: 94C3609/R132534

    Applicants must be fully vaccinated or have a valid exemption in accordance with MOM’s regulations to allow them to enter the workplace. Applicants may be required to share verifiable COVID-19 vaccination documents or proof of a valid exemption at the point of offer. Randstad Pte. Limited and/or the Client reserves the right to withdraw an offer if the applicant fails to provide verifiable COVID-19 vaccination and/or proof of exemption documents.

    about the companyOur client, one of the top leading independent financial advisory firm and offers a wide range of products such as Critical Illness, Health & Investment plans. about the jobIn this position as an Sales Audit Executive, you will be expected to conduct regular reviews on Advisers documents including KYC and ensure competence and compliance standards such as BSC framework and FAA are met. Your day to day duties will also include preparing and submitting reports to MAS and documenting all findings of reviews and other details are stated accordingly. Additionally, you will work closely with the Training & Competency team to recommend or conduct necessary training for individual Advisers and bridging the competency gaps, ensuring all gaps are identified and reviewed. skills and experience required
    • At least 2+ year of relevant experience in Insurance Sector, preferably with experience in Life Insurance sales, Compliance, Internal Audit or Competency
    • Highly analytical and eye for detail
    • Strong knowledge on BSC and FAA requirements and guidelines
    • Insurance certifications such as CMFAS Module 5, 8, 8A, 9, 9A and Certificate in Health Insurance highly preferred
    If the above position interests you, kindly click on the appropriate link to apply for this role.

    EA: 94C3609/R132534

    Applicants must be fully vaccinated or have a valid exemption in accordance with MOM’s regulations to allow them to enter the workplace. Applicants may be required to share verifiable COVID-19 vaccination documents or proof of a valid exemption at the point of offer. Randstad Pte. Limited and/or the Client reserves the right to withdraw an offer if the applicant fails to provide verifiable COVID-19 vaccination and/or proof of exemption documents.