About the company
A prominent financial advisory firm in Singapore committed to operational excellence and continuous professional advancement for its talent.
About the job
This role offers a strategic opportunity to take end-to-end ownership of governance functions while serving as a trusted advisor to enable business growth across the organization.
- Lead comprehensive Balanced Scorecard audit processes, evaluating sales documentation and managing remediation workflows to ensure total regulatory alignment.
- Drive regulatory compliance mechanisms by interpreting FAA, PDPA, and MAS notices to ensure seamless operational implementation.
- Oversee full representative lifecycle governance, handling compliance approvals and risk assessments across onboarding, maintenance, and offboarding stages.
- Spearhead internal investigations into regulatory breaches and client grievances, conducting objective interviews and root-cause analyses.
- Optimize marketing governance and vendor management by evaluating promotional collateral and executing thorough due diligence on commercial partners.
About the manager/team
You will join an agile, collaborative risk and compliance team that values strategic partnership, offering direct exposure to senior leadership and cross-functional business stakeholders.
Skills and experience required
- In-depth command of MAS regulatory directives, including the Financial Advisers Act (FAA) and Personal Data Protection Act (PDPA).
- Proven track record in executing Balanced Scorecard (BSC) assessments and sales quality reviews within regulated environments.
- Established compliance background in the financial advisory or insurance sectors.
- Demonstrated resilience, sharp investigative capabilities, and a commitment to maintaining rigorous ethical standards under pressure.
- Strong stakeholder engagement ability to build constructive working relationships across diverse representative groups.
To apply online please use the 'apply' function, alternatively you may contact Lynette Lim.
(EA: 94C3609/ R1435181 )
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