Job opening - Compliance Officer, Financial Institution in Singapore | Randstad Singapore

summary

singapore
permanent
full-time

specialism
banking & financial services
sub specialism
compliance
reference number
91M0267663_015255956593036823

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job details

about the company

Our client is a CMS-Licensed Financial Institution seeking a Compliance Officer to join their diversified team.
...

about the job

Assist in managing the control room framework, enforcing information barriers and restricting confidential data flow.
Oversee watch and restricted lists, manage wall-crossing procedures, handle deal reviews, and evaluate potential conflicts of interest.
Conduct compliance surveillance across personal trading and communications to actively detect and prevent market abuse.
Assist in client onboarding and periodic due diligence reviews in strict adherence to regulatory standards and internal risk rating methodologies.
Provide strategic advisory to management while updating compliance rules, policies, and operational manuals to align with head office standards.

skills and experience required

Minimum 5 years of relevant experience in control room compliance
Expertise in managing information barriers, wall-crossing protocols, and monitoring for insider trading or market abuse.
Solid practical knowledge of capital markets regulations, anti-money laundering standards, and background screening frameworks.
Excellent critical thinking skills with high precision in evaluating complex client risks and data integrity.

To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )

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about the company

Our client is a CMS-Licensed Financial Institution seeking a Compliance Officer to join their diversified team.

about the job

Assist in managing the control room framework, enforcing information barriers and restricting confidential data flow.
Oversee watch and restricted lists, manage wall-crossing procedures, handle deal reviews, and evaluate potential conflicts of interest.
Conduct compliance surveillance across personal trading and communications to actively detect and prevent market abuse.
Assist in client onboarding and periodic due diligence reviews in strict adherence to regulatory standards and internal risk rating methodologies.
Provide strategic advisory to management while updating compliance rules, policies, and operational manuals to align with head office standards.

skills and experience required

Minimum 5 years of relevant experience in control room compliance
Expertise in managing information barriers, wall-crossing protocols, and monitoring for insider trading or market abuse.
Solid practical knowledge of capital markets regulations, anti-money laundering standards, and background screening frameworks.
Excellent critical thinking skills with high precision in evaluating complex client risks and data integrity.

...

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skills
no additional skills required
qualifications
no additional qualifications required
education
Bachelor Degree

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DK

daniella koh

+65 6510 6574

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