control room compliance.

about the company

Our client is an established international financial services institution with an extensive presence across the region.

about the job

• Oversee control room protocols, manage information barrier restrictions, and supervise wall-crossing procedures alongside restricted list administration.
• Perform conflict of interest assessments and evaluate transaction deals to detect and resolve potential organizational conflicts.
• Direct trade surveillance operations and communications monitoring to maintain compliance with market abuse regulations.
• Administer client onboarding governance and ongoing due diligence assessments in accordance with prevailing anti-money laundering standards.

• Minimum 8 years of experience handling control room responsibilities within an investment bank or capital markets institution
• Sound working knowledge of local capital markets statutory regulations and regulatory supervisory frameworks.
• Strong collaboration and communication abilities to partner effectively with diverse internal and external stakeholders.
• Analytical mindset with high attention to detail in handling confidential information and conflict management.