about the company
Our client is a Wholesale Bank hiring for an experienced regulatory compliance specialist.
about the job
As a key member of the Core Compliance team, you will be responsible for:
- Providing advisory, interpretation and guidance on MAS regulations, guidelines and notices
- Handling regulatory submissions and addressing regulatory queries
- Managing and identifying regulatory risks as well as keeping abreast of regulatory developments
- Updating and maintaining policies, procedures, manuals
- Conducting compliance monitoring and testing
- Handling periodic/adhoc reporting to Head Office
- Managing internal/external audits and monitoring audit issues branch wide
skills and experience required
- Bachelors Degree from a recognised institution
- Minimum 3-8 years of relevant compliance advisory experience from a Private Banking environment
- Well versed in Securities Futures Act (SFA) and Financial Advisors Act (FAA)
- Team player with strong communication and interpersonal skills
To apply online please use the 'apply' function, alternatively you may contact at .
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