about the company
Our client is a leading Financial Institution looking to expand their team with a seasoned compliance professional to support their burgeoning growth. With a focused commitment to growth in Asia, their comprehensive suite of financial products and services serves as the one-stop shop to fulfil the financial needs of their valued clients.
about the job
Your scope of duties will include:
- Acting as a liaison officer with regulatory authorities including MAS, exchanges, auditors and other regulatory bodies
- Assessing compliance risks and ensuring adequate controls are in place to mitigate these risks
- Conducting annual review of the compliance monitoring plan and ensure is it carried out effectively
- Providing advisory and interpretation of regulations on all relevant policies, laws and reguations to senior management and all internal stakeholders
- Keeping senior management abreast of changes in the regulatory landscape as well as material impacts to the business
- Representing the company in meetings with regulators, authorities and industry forums when necessary
- Developing and carrying out compliance training for all staff members to ensure the highest standards of compliance are practiced across the organisation
skills and experience required
- Degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or audit
- Minimum 8 years of relevant experience in compliance with relevant experience from another securities / futures / brokerage / capital markets background
- Is charismatic, influential and has strong interpersonal and communication skills
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