compliance manager (insurance).

You'll be actively shaping the compliance landscape, reviewing, monitoring, and guiding the distribution representatives to ensure all their sales advisory and market conduct activities are aligned with the regulations. You'll play a key role in regulatory mapping, gap analysis, and attestation processes, ensuring compliance frameworks are up-to-date. You'll be on the front lines, conducting thorough investigations into any market misconduct, and supporting AML framework and personal data protection initiatives. You'll work closely with our Head of Compliance & Risk, contributing to day-to-day risk management, driving crucial strategic initiatives, and fostering a strong culture of compliance across the organization.


Skills and experience required
At least 5 years of compliance experience in the insurance/FA sector, with significant exposure to regulatory, distribution, and AML/CFT. In order to succeed in this position, you should possess a sound, practical understanding of FAA notices and other regulatory requirements that impact the financial advisory industry. You should possess excellent communication and stakeholder management skills, with the ability to communicate with senior stakeholders.

To apply online please use the 'apply' function, alternatively you may contact Lynette Lim.
(EA: 94C3609/ R1435181 )