regulatory compliance.

about the company

Our client is a well-established Financial Institution seeking to expand the team with a regulatory compliance professional. You will play a pivotal role as part of the core compliance team in ensuring that the business is operating in accordance with relevant notices, guidelines and regulations. You can expect to work with a team of well-respected industry professionals, a diverse workforce and enjoy broad learning exposure.

about the job

• Support the business on all regulatory matters to ensure compliance with all MAS requirements
• Advise the business on all relevant policies and procedures (SFA, FAA) as well as new and revised rules and regulations as per MAS
• Revise and update compliance manuals to align with local and Group policies and procedures
• Conduct routine monitoring and surveillance activities in accordance with Compliance Monitoring & Testing Plan
• Assist in handling regulatory consultations and reviews, as well as MAS submissions, notifications, regulatory approvals, surveys, request for information and audits
• Identify compliance risks and ensure risks are managed as well as prepare reports to keep senior management abreast of regulatory changes and landscape

skills and experience required

• Bachelor’s degree from a recognised institution
• Minimum 4 years of relevant general regulatory compliance experience from a Financial Institution
• Sound understanding of the regulatory landscape and relevant laws and regulations (SFA, FAA)
• Excellent interpersonal and communication skills; able to articulate well and work with senior stakeholders

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