about the company
Our client is a Wholesale Bank hiring for a regulatory/ markets compliance specialist.
about the job
...
As a key member of the Core Compliance team, you will be responsible to:
- Drive the enhancement of personal account dealing frameworks, focusing on process optimization and involvement in automation projects.
- Provide regulatory guidance to front-office stakeholders on a diverse range of market products and new business initiatives.
- Support monitoring and control activities related to internal governance standards and employee activities.
- Act as coverage for trade and communication surveillance controls and conduct internal investigations as required.
- Facilitate compliance training sessions and lead desk reviews to identify emerging risks or new regulatory requirements.
skills and experience required
- Degree in Accountancy, Banking, Finance, or a related professional qualification.
- Minimum 5 to 8 years of relevant experience in regulatory compliance roles within a Bank.
- Sound understanding of the local regulatory landscape, including the Securities and Futures Act and Banking Act.
- Proven ability to manage stakeholders across various seniority levels with effective communication skills.
- Meticulous and proactive team player with the ability to provide pragmatic compliance solutions independently.
To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )