About the company
Our client is a well established financial advisory business, seeking an experienced risk & compliance manager to strengthen existing regulatory compliance and risk management framework.
About the job
- Ensure compliance with relevant laws and regulations through gap analysis and stakeholder collaboration.
- Monitor sales conduct and provide compliance advice to business units.
- Manage AML/CFT frameworks and data protection initiatives.
- Support risk management activities including business continuity and third-party due diligence.
- Lead compliance training and handle investigations into misconduct.
Skills and experience required
- Diploma in Banking/Finance or in a related discipline.
- At least 5 years of risk/compliance experience, ideally in the insurance/financial advisory business.
- You should possess sound knowledge in FAA requirements.
- You should possess excellent communication and stakeholder management skills
To apply online please use the 'apply' function, alternatively you may contact Lynette Lim.
(EA: 94C3609/ R1435181 )