12 jobs found for compliance

about the companyOur client is a well-established Bank with a growing business in Asia, they are looking to hire a highly experienced and qualified legal counsel to join the team. about the jobYour scope of duties include:Provide timely, practical, and commercially sound legal advice on a broad range of banking products, services, and operational mattersDraft, review, and negotiate various commercial agreements, client documentation, vendor contracts, and

about the companyOur Client is a renowned Private Bank with global footprints. about the jobManage AML/KYC risk for the bank with a focus on Politically Exposed Persons (PEP) and high-risk accountsConduct enhanced due diligence for periodic reviewsInvestigate and resolve KYC issues escalated by the first-line functionPerform enhanced due diligence reviews for high risk account openingAddress queries from internal stakeholders and auditorsHandle ad-hoc proj

About the companyA newly established, innovative insurance financial advisory firm is seeking a pioneering Head of Compliance to join their team in Singapore. This is a unique opportunity to build a robust compliance framework from the ground up and play a critical role in the firm's success. As the first compliance hire, you'll be a key member of the leadership team, working closely with the CEO and Head Office to shape the business. About the jobYou will

about the companyOur client is a renowned corporate bank, with presence across Asia. about the jobCoordinate with the Front Office on client account openings and periodic KYC reviews.Assess new account applications and KYC documentation for completeness and compliance with policies and procedures.Follow up with Business Units on document deficiencies related to onboarding and periodic KYC.Verify and maintain proper records of customer identification and su

about the companyOur Client is a leading European Bank, providing corporate and investment banking services. about the jobReview high-risk corporate banking customers Analyze alerts from customer and transaction screening systemsProvide subject matter expertise to business stakeholders on FCC topicsOffer guidance on FCC-related policies and proceduresConduct training on local addendums and changes in local FCC requirementsPerform compliance reviews on FCC

about the companyOur client is a Bank seeking a seasoned Regulatory Compliance professional to ensure the business adheres to regulatory guidelines and contribute to our robust regulatory framework. about the jobServe as a subject matter expert on a broad range of MAS regulations, guidelines, notices, and ensure the business complies with all relevant policies and proceduresInterpret, implementing, and advise on complex regulatory requirements across Bank

about the companyA Financial Institution is seeking a Compliance Director to support their institutional business. As a key member of the compliance team, your role is to implement and carry out an effective compliance programme and safeguard their business.about the jobProvide practical and actionable support to all business units and senior management on compliance matters to ensure the business is operating in accordance with all relevant laws, regulati

about the companyOur client is a Bank looking to recruit a diligent and highly motivated AML/KYC Compliance Officer at the AVP level. The successful candidate will play a crucial role in safeguarding the bank from financial crime risks, including money laundering, terrorist financing, and fraud, by ensuring strict adherence to Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations and internal policies. about the jobYou will be a key member o

about the companyOur client is Crypto Platform looking to recruit a Head of Compliance to help lead and scale global compliance efforts. You can expect to work in a fast-paced, evolving environment that keeps challenging you. about the jobLead all aspects of compliance across jurisdictions, including AML/KYC, sanctions screening, licensing, and regulatory reporting.Design, implement, and manage the company’s compliance framework, policies, and procedures.

about the companyOur client is a Bank seeking a seasoned Regulatory Compliance professional to ensure the business adheres to regulatory guidelines and contribute to our robust regulatory framework. about the jobServe as a subject matter expert on a broad range of MAS regulations, guidelines, notices, and ensure the business complies with all relevant policies and proceduresInterpret, implementing, and advise on complex regulatory requirements across Bank

about the companyOur client is a renowned financial institution with presence across Asia. about the jobAnalyze Source of Wealth (SoW) and Source of Fund (SoF) corroboration for private banking clientsProvide expert guidance to Front Office on SoW documentation deficiencies and issuesConduct independent assessments and plausibility checks of client SoWReview detailed wealth accumulation calculationsCollaborate with Relationship Managers to resolve KYC info

about the companyOur client is a leading Financial Institution looking to expand their team with a seasoned compliance professional to support their burgeoning growth. With a focused commitment to growth in Asia, their comprehensive suite of financial products and services serves as the one-stop shop to fulfil the financial needs of their valued clients. about the jobYour scope of duties will include:Acting as a liaison officer with regulatory authorities