summary

singapore
permanent
full-time

specialism
asset management
sub specialism
compliance and risk
reference number
91M0250695_728806956593049167

job details

about the company

We are recruiting for a highly experienced and strategic Compliance Director for an asset management firm. This pivotal role will be responsible for overseeing all aspects of regulatory compliance, ensuring adherence to global and local financial regulations, and fostering a robust culture of integrity.
...

about the job

Develop, implement, and continuously enhance a comprehensive compliance program aligned with the firm's strategic objectives and risk appetite
Act as the primary point of contact for regulatory bodies and external auditors, managing inquiries, examinations, and reporting requirements
Monitor regulatory developments and emerging risks across relevant jurisdictions, assessing their impact on the firm's business and operational activities
Lead the implementation of regulatory changes and new requirements, ensuring timely and effective adoption
Conduct regular compliance risk assessments to identify, evaluate, and prioritize potential compliance risks
Manage conflicts of interest, personal trading, gifts & entertainment, and outside business activities policies
Deliver compliance training programs for all staff, ensuring a high level of awareness and understanding of compliance obligations

skills and experience required

Bachelor’s degree from a reputable institution
Minimum of 10-15 years of relevant experience in compliance within the asset management industry
Deep and extensive knowledge of global and APAC financial regulations, including securities laws, investment adviser rules, market conduct regulations, and anti-financial crime requirements
Excellent communication, interpersonal, and presentation skills, capable of influencing and advising stakeholders at all levels
Proactive, solutions-oriented, and results-driven with a meticulous attention to detail

To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )

Develop, implement, and continuously enhance a comprehensive compliance program aligned with the firm's strategic objectives and risk appetite
Act as the primary point of contact for regulatory bodies and external auditors, managing inquiries, examinations, and reporting requirements
Monitor regulatory developments and emerging risks across relevant jurisdictions, assessing their impact on the firm's business and operational activities
Lead the implementation of regulatory changes and new requirements, ensuring timely and effective adoption
Conduct regular compliance risk assessments to identify, evaluate, and prioritize potential compliance risks
Manage conflicts of interest, personal trading, gifts & entertainment, and outside business activities policies
Deliver compliance training programs for all staff, ensuring a high level of awareness and understanding of compliance obligations

skills and experience required

Bachelor’s degree from a reputable institution
Minimum of 10-15 years of relevant experience in compliance within the asset management industry
Deep and extensive knowledge of global and APAC financial regulations, including securities laws, investment adviser rules, market conduct regulations, and anti-financial crime requirements
Excellent communication, interpersonal, and presentation skills, capable of influencing and advising stakeholders at all levels
Proactive, solutions-oriented, and results-driven with a meticulous attention to detail

To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )

skills
no additional skills required
qualifications
no additional qualifications required
education
Bachelor Degree

share this job.

apply with randstad.
Applying for a job is fast and easy. Simply register for a candidate profile and submit your application on our website to start.
we'll contact you.
If you’re suitable for a role, our consultant will contact you to discuss your application and career aspirations.
getting you registered.
If you’ve never worked with us before, we’ll request some basic additional information to confirm your eligibility to work in Singapore.
compliance check.
We'll verify the information through thorough compliance checks and reach out if we need more information.
reference and background check.
As part of the process in ensuring you’re a good fit for the role, we’ll make contact with the references you’ve provided to us.
the perfect job for you.
Our specialist recruiters will either arrange a job interview for the role you’ve applied for, or if they believe there’s a better opportunity, they’ll recommend alternative options to you.
the interview and negotiation.
Using our market intelligence, our recruiters will share tips to ensure that you’re fully prepared for your job interview and help you negotiate the offer!
start your new job.
Congratulations, you’re ready to begin your new job. Our team will prepare you so that you’re ready for your first day.

daniella koh

+65 6510 6574

compliance manager
- permanent
about the companyOur client is a Fund Manager with a dynamic and challenging work environment, looking to recruit an experienced Compliance Manager to assist the business in operating in adherence to all relevant regulations. about the jobYour role responsibilities include:Performing AML/KYC checks on clients, employees and investmentsEnsuring the business is operating in accordance with all Capital Market Service (CMS) License requirements and conditions
posted 24 april 2025
about the companyOur client is a Fund Manager with a dynamic and challenging work environment, looking to recruit an experienced Compliance Manager to assist the business in operating in adherence to all relevant regulations. about the jobYour role responsibilities include:Performing AML/KYC checks on clients, employees and investmentsEnsuring the business is operating in accordance with all Capital Market Service (CMS) License requirements and conditions
show job details

Thank you for subscribing to your personalised job alerts.

You need to enable JavaScript to run this app.

compliance director.

job details

skills

qualifications

education

share this job.

the application process.

apply with randstad.

we'll contact you.

getting you registered.

compliance check.

reference and background check.

the perfect job for you.

the interview and negotiation.

start your new job.

get in touch

daniella koh

related jobs.

compliance manager

let similar jobs come to you