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3 jobs found for compliance and risk

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    • permanent
    • full-time
    about the company. Our client is an Investment Manager with a dynamic and challenging work environment, and a fast-growing international footprint. They are looking to hire for their global compliance team to assist the business in operating in adherence to local as well as global regulations. about the jobour role responsibilities include:To operate and manage an effective compliance program.Advise management on the company’s compliance with relevant local and head office policies, laws and regulations Continually enhancing the compliance framework and assisting with regulatory and compliance matters with respect to local as well as global operationsLiaison engagement with MAS and other regulatory bodies, as well as facilitating internal and external auditsEnsure policies and manuals are regularly updatedto be aligned with the latest regulatory requirements to minimise risk of any breachRegularly audit company procedures, practices, and documents to identify possible weaknesses or risk skills and experience requiredDegree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or auditMinimum 10 years of relevant experience in Compliance roles within Asset/ Investment Management/ Fund ManagementExcellent communication and interpersonal skills To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <98237297>. (EA: 94C3609/ <R1655148>)
    about the company. Our client is an Investment Manager with a dynamic and challenging work environment, and a fast-growing international footprint. They are looking to hire for their global compliance team to assist the business in operating in adherence to local as well as global regulations. about the jobour role responsibilities include:To operate and manage an effective compliance program.Advise management on the company’s compliance with relevant local and head office policies, laws and regulations Continually enhancing the compliance framework and assisting with regulatory and compliance matters with respect to local as well as global operationsLiaison engagement with MAS and other regulatory bodies, as well as facilitating internal and external auditsEnsure policies and manuals are regularly updatedto be aligned with the latest regulatory requirements to minimise risk of any breachRegularly audit company procedures, practices, and documents to identify possible weaknesses or risk skills and experience requiredDegree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or auditMinimum 10 years of relevant experience in Compliance roles within Asset/ Investment Management/ Fund ManagementExcellent communication and interpersonal skills To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <98237297>. (EA: 94C3609/ <R1655148>)
    • permanent
    • full-time
    about the companyOur client is a one of Asia's fastest growing Fintech firms. They are on the look out for a high calibre Compliance professional to ensure the business in operating in accordance with local MAS as well as head office requirements and regulations.. about the jobManage end to end AML/KYC and compliance matters as required by the Capital Market Service (CMS) license requirements Advise business as well as all other stakeholders and management on relevant policies and procedures, regulatory requirements and industry best practicesIdentify regulatory trends and developments that impact business areas and advise on any material impacts to current activitiesReview, revise and uplift all compliance manuals and policies and procedures, including Enterprise Wide Risk Assessment (EWRA)Perform AML/CDD/KYC checks as well as name screening on newly onboarded clients as well as ongoing review of existing clientsFaciliate and address any MAS queries and auditsskills and experience requiredMinimum 6 years of relevant experience within the investments industry or a regulatory work environmentExperience in the Capital Markets or Fund Management industry will be highly advantageousKnowledge of key applicable regulations such as the Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, AML/CFT regulationsTechnology-oriented, solution-oriented and open-minded To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <98237297>. (EA: 94C3609/ <R1655148>)
    about the companyOur client is a one of Asia's fastest growing Fintech firms. They are on the look out for a high calibre Compliance professional to ensure the business in operating in accordance with local MAS as well as head office requirements and regulations.. about the jobManage end to end AML/KYC and compliance matters as required by the Capital Market Service (CMS) license requirements Advise business as well as all other stakeholders and management on relevant policies and procedures, regulatory requirements and industry best practicesIdentify regulatory trends and developments that impact business areas and advise on any material impacts to current activitiesReview, revise and uplift all compliance manuals and policies and procedures, including Enterprise Wide Risk Assessment (EWRA)Perform AML/CDD/KYC checks as well as name screening on newly onboarded clients as well as ongoing review of existing clientsFaciliate and address any MAS queries and auditsskills and experience requiredMinimum 6 years of relevant experience within the investments industry or a regulatory work environmentExperience in the Capital Markets or Fund Management industry will be highly advantageousKnowledge of key applicable regulations such as the Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, AML/CFT regulationsTechnology-oriented, solution-oriented and open-minded To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <98237297>. (EA: 94C3609/ <R1655148>)
    • permanent
    • full-time
    about the companyOur client is a Financial Institution with a strong tech focus and grand plans for growth. They are seeking a compliance professional to ensure the business is operating in adherence to local and head office AML/CFT policies and all relevant compliance regulations.. about the jobKeep up to date with all latest regulatory developments in financial crime, anti-money laundering (AML) and counter terrorist financing (CFT) activities and update senior management of any material impact to the businessAdvise and support management and internal stakeholders on all compliance-related mattersConduct onboarding checks and reviews of new and existing clients, as well as perform investigations and review suspicious transactions/ alerts as flagged by the system. Carry out proper escalations and file Suspicious Transaction Reports (STRs) with relevant authorities as necessaryPerform quarterly reviews of internal AML/KYC processes to ensure best practices are adhered toReview existing policies and controls, and suggest improvements to enhance internal frameworks and processes, ensure policies and manuals are regularly updated to be aligned with the latest regulatory requirements to minimise risk of any breachAssist in any licensing matters about the manager/teamYou can expect to work with a team of talented, ambitious and dynamic professionals skills and experience requiredBachelor's degree in in Banking, Business, Law, Economics or FinanceMinimum 3 years of experience in general onboarding and AML/CFT or compliance roles in financial institutions (banking, consulting, tech, start-up)Experience in data analytics and working with big data is a huge advantageExcellent communication and interpersonal skillsA self-starter with an entrepreneurial spirit, comfortable operating in a fast-moving, high powered tech start up environment To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <98237297>. (EA: 94C3609/ <R1655148>)
    about the companyOur client is a Financial Institution with a strong tech focus and grand plans for growth. They are seeking a compliance professional to ensure the business is operating in adherence to local and head office AML/CFT policies and all relevant compliance regulations.. about the jobKeep up to date with all latest regulatory developments in financial crime, anti-money laundering (AML) and counter terrorist financing (CFT) activities and update senior management of any material impact to the businessAdvise and support management and internal stakeholders on all compliance-related mattersConduct onboarding checks and reviews of new and existing clients, as well as perform investigations and review suspicious transactions/ alerts as flagged by the system. Carry out proper escalations and file Suspicious Transaction Reports (STRs) with relevant authorities as necessaryPerform quarterly reviews of internal AML/KYC processes to ensure best practices are adhered toReview existing policies and controls, and suggest improvements to enhance internal frameworks and processes, ensure policies and manuals are regularly updated to be aligned with the latest regulatory requirements to minimise risk of any breachAssist in any licensing matters about the manager/teamYou can expect to work with a team of talented, ambitious and dynamic professionals skills and experience requiredBachelor's degree in in Banking, Business, Law, Economics or FinanceMinimum 3 years of experience in general onboarding and AML/CFT or compliance roles in financial institutions (banking, consulting, tech, start-up)Experience in data analytics and working with big data is a huge advantageExcellent communication and interpersonal skillsA self-starter with an entrepreneurial spirit, comfortable operating in a fast-moving, high powered tech start up environment To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <98237297>. (EA: 94C3609/ <R1655148>)

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