summary

singapore
permanent
full-time

specialism
banking & financial services
sub specialism
compliance
reference number
91M0269292_234189356593089723

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job details

about the company

Our client is a Capital Markets Services licensed Asset Manager recruiting for a highly experienced Compliance Lead.

about the job
...

This is a pivotal role designed for a proactive professional to lead the entire compliance framework for a growing fund management business.

Oversee and implement a comprehensive regulatory framework ensuring alignment with the Securities and Futures Act and relevant MAS guidelines.
Manage all regulatory interactions, including submissions, audits, and ongoing communications with statutory bodies.
Monitor investment and trade activities to ensure strict adherence to mandates, internal restrictions, and personal trading policies.
Execute detailed portfolio compliance reviews for various fund structures and managed accounts across both mandates.
Cultivate an organizational environment rooted in integrity by championing ethical standards and high compliance awareness across all business units.

skills and experience required

Bachelors Degree from a reputable institution
Minimum of 8 years of specialized experience in compliance within the fund management industry.
Deep technical knowledge of Singapore’s regulatory landscape, including SFA, FAA, and AML/CFT requirements as well as familiarity with fund structures.
Proven ability to work independently in a sole-contributor capacity within a fast-paced, institutional environment

To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )

about the company

Our client is a Capital Markets Services licensed Asset Manager recruiting for a highly experienced Compliance Lead.

about the job

This is a pivotal role designed for a proactive professional to lead the entire compliance framework for a growing fund management business.

Oversee and implement a comprehensive regulatory framework ensuring alignment with the Securities and Futures Act and relevant MAS guidelines.
Manage all regulatory interactions, including submissions, audits, and ongoing communications with statutory bodies.
Monitor investment and trade activities to ensure strict adherence to mandates, internal restrictions, and personal trading policies.
Execute detailed portfolio compliance reviews for various fund structures and managed accounts across both mandates.
Cultivate an organizational environment rooted in integrity by championing ethical standards and high compliance awareness across all business units.

...

skills and experience required

Bachelors Degree from a reputable institution
Minimum of 8 years of specialized experience in compliance within the fund management industry.
Deep technical knowledge of Singapore’s regulatory landscape, including SFA, FAA, and AML/CFT requirements as well as familiarity with fund structures.
Proven ability to work independently in a sole-contributor capacity within a fast-paced, institutional environment

To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )

skills
no additional skills required
qualifications
no additional qualifications required
education
Bachelor Degree

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daniella koh

+65 6510 6574

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compliance lead, asset management.

job details

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daniella koh

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