About the company
A leading financial advisory firm is looking to ramp up their compliance capabilities due to business expansion.
About the job
...
You will join a dynamic risk and compliance team to ensure distribution channels remain aligned with regulatory standards while managing risks associated with various outsourcing activities.
Perform comprehensive risk assessments on distribution channels to identify and mitigate potential market conduct issues.
Review and analyze customer feedback and investigations to recommend corrective actions and enhance internal governance.
Evaluate marketing materials and training content to ensure full alignment with industry standards and internal policies.
Manage oversight of both internal and external outsourcing functions to ensure compliance with service level agreements.
Prepare and submit accurate regulatory filings and reports to governance forums and statutory bodies in a timely manner.
Skills and experience required
At least 6 years of professional experience within risk or compliance roles in the financial services or insurance sector.
Demonstrated expertise in managing the Balanced Scorecard (BSC) framework and conducting market conduct investigations.
Strong familiarity with local regulatory standards and experience managing engagements with external auditors or regulators.
Proven track record in project management and the ability to collaborate effectively across multiple departments and stakeholders.
Excellent communication skills with the ability to translate complex regulatory requirements into actionable business guidance.
To apply online please use the 'apply' function, alternatively you may contact Lynette Lim.
(EA: 94C3609/ R1435181 )