compliance manager.

about the company

Our client is a Wealth Management Firm seeking a highly motivated and experienced Compliance Manager to lead and be responsible for a strong regulatory framework as well as ensure adherence to the highest industry standards.

about the job

• Act as the liaison officer with the Monetary Authority of Singapore (MAS) and all relevant authorities
• Monitor, interpret, and communicate new and updated regulatory requirements and assess their impact on the firm's operations and products. Keep management abreast of any material impacts
• Provide practical AML and compliance advice and guidance to all business units
• Carry out AML assessments, including client onboarding reviews, transaction monitoring, and investigations where necessary
• Review and update internal compliance policies, procedures, and manuals to ensure they are robust
• Review and approve marketing materials, client communications, and product documentation to ensure compliance and fair dealing
• Implement, and execute a comprehensive compliance monitoring program to identify and mitigate potential compliance risks
• Prepare and submit all required regulatory reports and filings accurately and on time
• Coordinate and support audits, regulatory inspections, and ad-hoc inquiries, ensuring timely and accurate responses
• Develop and deliver compliance training programs for all staff