summary

singapore
permanent
full-time

specialism
banking & financial services
sub specialism
compliance
reference number
91M0269936_276460656593048745

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job details

about the company

Our client is a Bank hiring for an Investment Suitability & Controls specialist.

about the job ...

Drive the implementation and continuous improvement of internal governance frameworks related to investment suitability and trade surveillance.
Conduct thorough investigations into potential market conduct breaches and sales practice anomalies to ensure regulatory alignment.
Act as a specialist advisor to front-office teams regarding compliance standards and the ethical conduct of business activities.
Review complex transactions and account activities to identify and mitigate risks associated with potential market abuse.
Manage the documentation and reporting process for internal audits and regulatory inquiries concerning conduct monitoring.

skills and experience required

Minimum 5-8 years of relevant experience in trade surveillance, conduct risk, or investment suitability within the private banking or wealth management sector.
Comprehensive knowledge of the regulatory landscape governing financial advisory services and market behavior.
Strong analytical capabilities with a focus on identifying patterns of irregular activity in high-volume transaction data.
Ability to work independently in a fast-paced environment while maintaining a high level of accuracy and attention to detail.

To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )

about the company

Our client is a Bank hiring for an Investment Suitability & Controls specialist.

about the job

Drive the implementation and continuous improvement of internal governance frameworks related to investment suitability and trade surveillance.
Conduct thorough investigations into potential market conduct breaches and sales practice anomalies to ensure regulatory alignment.
Act as a specialist advisor to front-office teams regarding compliance standards and the ethical conduct of business activities.
Review complex transactions and account activities to identify and mitigate risks associated with potential market abuse.
Manage the documentation and reporting process for internal audits and regulatory inquiries concerning conduct monitoring.

skills and experience required
...

Minimum 5-8 years of relevant experience in trade surveillance, conduct risk, or investment suitability within the private banking or wealth management sector.
Comprehensive knowledge of the regulatory landscape governing financial advisory services and market behavior.
Strong analytical capabilities with a focus on identifying patterns of irregular activity in high-volume transaction data.
Ability to work independently in a fast-paced environment while maintaining a high level of accuracy and attention to detail.

To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )

skills
no additional skills required
qualifications
no additional qualifications required
education
Bachelor Degree

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daniella koh

+65 6510 6574

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investment suitability & controls specialist.

job details

skills

qualifications

education

share this job.

the application process.

apply with randstad.

we'll contact you.

getting you registered.

compliance check.

reference and background check.

the perfect job for you.

the interview and negotiation.

start your new job.

get in touch

daniella koh

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